Compliance Associate, Financial Regulatory Affairs Join to apply for the Compliance Associate, Financial Regulatory Affairs role at ACCA Careers Compliance Associate, Financial Regulatory Affairs 4 days ago Be among the first 25 applicants Join to apply for the Compliance Associate, Financial Regulatory Affairs role at ACCA Careers About Northern Trust Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. About Northern Trust Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our enduring principles of service, expertise, and integrity. With more than 130 years of financial experience and over 22,000 partners, we serve the world’s most sophisticated clients using leading technology and exceptional service. Compliance Associate, Financial Regulatory Affairs This Compliance Associate role is responsible for supporting the enhancement of Compliance’s policy and governance programs. This role’s primary responsibility is to provide project management for the implementation and execution of new processes related to the development of policies and committee governance. This role will report into the Compliance Governance and Policy Manager. The Key Responsibilities Of The Role Include Work with the Compliance Department to implement new GRC tools related to policies. Develop and facilitate centralized governance repository Manage deliverables with a forward-looking mindset, i.e., proactively anticipate any potential issues, prevent them and/or work with management to define pragmatic contingency plans. Project manage policy updates to ensure timely delivery. Escalate and relentlessly pursue resolution of any roadblocks with a clear, end-to-end ownership mindset. Help shape best practices, standards and toolkit and strengthen our capabilities around compliance risk. The Required Skills And Experience For The Role Include At least 2 years' experience in risk management, compliance, or audit. Understanding of regulatory, compliance and risk related matters. Demonstrated experience in governance and policy execution or remediation strategy. Great skills across communication (written and verbal), facilitation, interpersonal, conflict resolution, with the ability to establish credibility and foster excellent working relationships with internal stakeholders. Comfortable taking the initiative but also capable of recognizing complex problems and comfortable bringing questions to management. Strong problem-solving skills, organizational skills and time management skills. Proficiency in Microsoft Word, Excel, and PowerPoint and Governance, Risk & Compliance solutions. Salary Range
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